彩票开户网站

基本法規

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證券期貨市場誠信監督管理暫行辦法

LAIYUAN:XINDINGSHENGQIHUO    SHIJIAN:2017-06-13    LIULAN:4503CI

彩票开户网站 (2012 NIAN4 YUE10 RIZHONGGUOZHENGQUANJIANDUGUANLIWEIYUANHUIDI14 CIZHUXIBANGONGHUIYISHENYITONGGUO,GENJU2014 NIAN9 YUE5 RIZHONGGUOZHENGQUANJIANDUGUANLIWEIYUANHUI《GUANYUXIUGAI〈ZHENGQUANQIHUOSHICHANGCHENGXINJIANDUGUANLIZANXING〉DE》XIUDING)

  第一章總則

  DIYITIAOWEILEJIAQIANGZHENGQUANQIHUOSHICHANGCHENGXINJIANSHE,BAOHUTOUZIZHEHEFAQUANYI,WEIHUZHENGQUANQIHUOSHICHANGZHIXU,CUJINZHENGQUANQIHUOSHICHANGJIANKANGWENDINGFAZHAN,GENJUYOUGUANFALV、XINGZHENGFAGUI,ZHIDINGBENBANFA。

  DIERTIAOZHONGGUOZHENGQUANJIANDUGUANLIWEIYUANHUI(YIXIAJIANCHENGZHONGGUOZHENGJIANHUI)JIANLIQUANGUOTONGYIDEZHENGQUANQIHUOSHICHANGCHENGXINDANGANSHUJUKU(YIXIAJIANCHENGCHENGXINDANGAN),JILUZHENGQUANQIHUOSHICHANGCHENGXINXINXI。

彩票开户网站  DISANTIAOJIRUCHENGXINDANGANDECHENGXINXINXIDEJIEDING、CAIJIYUGUANLI,CHENGXINXINXIDEGONGKAI、CHAXUN,CHENGXINYUESHU、JILIYUYINDAODENG,SHIYONGBENBANFA。

  DISITIAOGONGMIN(ZIRANREN)、FARENHUOQITAZUZHICONGSHIZHENGQUANQIHUOSHICHANGDONG,YINGDANGCHENGSHIXINYONG,ZUNSHOUFALV、XINGZHENGFAGUI、GUIZHANGHEYIFAZHIDINGDEZILVGUIZE,JINZHIQIZHA、NEIMUJIAOYI、CAOZONGSHICHANGYIJIQITASUNHAITOUZIZHEHEFAQUANYIDEBUCHENGSHIXINYONGXINGWEI。

彩票开户网站  DIWUTIAOZHONGGUOZHENGJIANHUIGULI、ZHICHICHENGSHIXINYONGDEGONGMIN、FARENHUOQITAZUZHICONGSHIZHENGQUANQIHUOSHICHANGHUODONG,SHISHICHENGXINYUESHU、JILIYUYINDAO。

  DILIUTIAOZHONGGUOZHENGJIANHUIKEYIHEGUOWUYUANQITABUMEN、DIFANGZHENGFU、SIFAJIGUAN、XINGYEZUZHIJIANLICHENGXINJIANDUHEZUOJIZHI,SHISHICHENGXINXINXIGONGXIANG,TUIDONGJIANQUANSHEHUIXINYONGTIXI。

  第二章誠信信息的采集

彩票开户网站  DIQITIAOXIALIECONGSHIZHENGQUANQIHUOSHICHANGHUODONGDEGONGMIN、FARENHUOQITAZUZHIDECHENGXINXINXI,JIRUCHENGXINDANGAN:

彩票开户网站  (YI)ZHENGQUANYECONGYERENYUANHEQIHUOCONGYERENYUAN;

彩票开户网站  (ER)FAXINGREN、SHANGSHIGONGSIJIQIDONGSHI、JIANSHI、GAOJIGUANLIRENYUAN、ZHUYAOGUDONGHESHIJIKONGZHIREN;

  (SAN)ZHENGQUANGONGSI、JIJINGUANLIGONGSI、QIHUOGONGSIJIQIDONGSHI、JIANSHI、GAOJIGUANLIRENYUAN、ZHUYAOGUDONGHESHIJIKONGZHIREN;

彩票开户网站  (SI)HUIJISHISHIWUSUO、LVSHISHIWUSUO、BAOJIANJIGOU、CAIWUGUWENJIGOU、ZICHANPINGGUJIGOU、TOUZIZIXUNJIGOU、XINYONGPINGJIJIGOUDENGZHENGQUANQIHUOFUWUJIGOUJIQICONGYERENYUAN;

  (WU)DULIJIJINXIAOSHOUJIGOU、JIJINPINGJIAJIGOUJIQIXIANGGUANYEWURENYUAN,FEIGONGKAIMUJIJIJINGUANLIREN、HEGEJINGWAIJIGOUTOUZIZHE、HEGEJINGNEIJIGOUTOUZIZHEJIQIZHUYAOTOUZIGUANLIRENYUAN,JINGWAIZHENGQUANLEIJIGOUZHUHUADAIBIAOJIGOUJIQISHOUXIDAIBIAO;

  (LIU)WEIZHENGQUANQIHUOYETIGONGXINXIJISHUFUWUHUOZHERUANYINGJIANCHANPINDEGONGYINGSHANG;

  (QI)WEIFAXINGREN、SHANGSHIGONGSITIGONGTOUZIZHEGUANXIGUANLIJIQITAGONGGUANFUWUDEFUWUJIGOUJIQIRENYUAN;

  (BA)QITAYOUYUZHENGQUANQIHUOSHICHANGHUODONGXIANGGUANDEWEIFASHIXINXINGWEIDEGONGMIN、FARENHUOQITAZUZHI。

  DIBATIAOBENBANFASUOCHENGCHENGXINXINXIBAOKUO:

  (YI)GONGMINDEXINGMING、XINGBIE、GUOJI、SHENFENZHENGJIANHAOMA,FARENHUOQITAZUZHIDEMINGCHENG、ZHUSUO、ZUZHIJIGOUDAIMADENGJIBENXINXI;

彩票开户网站  (ER)ZHONGGUOZHENGJIANHUI、GUOWUYUANQITAZHUGUANBUMENDENGQITASHENGBUJIJIYISHANGDANWEIHEZHENGQUANQIHUOJIAOYISUO、ZHENGQUANQIHUOSHICHANGXINGYEXIEHUI、ZHENGQUANDENGJIJIESUANJIGOUDENGQUANGUOXINGZHENGQUANQIHUOSHICHANGXINGYEZUZHI(YIXIAJIANCHENGZHENGQUANQIHUOSHICHANGXINGYEZUZHI)ZUOCHUDEBIAOZHANG、JIANGLI、PINGBI,YIJIXINYONGPINGJIJIGOUZUOCHUDEXINYONGPINGJI;

彩票开户网站  (SAN)ZHONGGUOZHENGJIANHUIJIQIPAICHUJIGOUZUOCHUDEXINGZHENGXUKEJUEDING;

彩票开户网站  (SI)FAXINGREN、SHANGSHIGONGSIJIQIZHUYAOGUDONG、SHIJIKONGZHIREN,DONGSHI、JIANSHIHEGAOJIGUANLIRENYUAN,ZHONGDAZICHANZHONGZUJIAOYIGEFANG,JISHOUGOURENSUOZUODEGONGKAICHENGNUODEWEILVXINGHUOWEIRUQILVXING、ZHENGZAILVXING、YIRUQILVXINGDENGQINGKUANG;

彩票开户网站  (WU)ZHONGGUOZHENGJIANHUIJIQIPAICHUJIGOUZUOCHUDEXINGZHENGCHUFA、SHICHANGJINRUJUEDINGHECAIQUDEJIANDUGUANLICUOSHI;

  (LIU)ZHENGQUANQIHUOSHICHANGXINGYEZUZHISHISHIDEJILVCHUFENCUOSHIHEFALV、XINGZHENGFAGUI、GUIZHANGDEGUANLICUOSHI;

  (QI)YINSHEXIANZHENGQUANQIHUOWEIFABEIZHONGGUOZHENGJIANHUIJIQIPAICHUJIGOUDIAOCHAJICAIQUQIANGZHICUOSHI;

  (BA)YINSHEXIANZHENGQUANQIHUOFANZUIBEIZHONGGUOZHENGJIANHUIJIQIPAICHUJIGOUYISONGGONGANJIGUAN、RENMINJIANCHAYUANCHULI;

  (JIU)YINZHENGQUANQIHUOFANZUIHUOQITAFANZUIBEIRENMINFAYUANPANCHUXINGFA;

  (SHI)YINZHENGQUANQIHUOQINQUAN、WEIYUEXINGWEIBEIRENMINFAYUANPANJUECHENGDANJIAODAMINSHIPEICHANGZEREN;

  (SHIYI)YINWEIFAKAIZHANJINGYINGHUODONGBEIYINXING、BAOXIAN、CAIZHENG、SHUISHOU、HUANBAO、GONGSHANG、HAIGUANDENGXIANGGUANZHUGUANBUMENYUYIXINGZHENGCHUFA;

彩票开户网站  (SHIER)WEIBEICHENGSHIXINYONGYUANZEDEQITAXINGWEIXINXI。

  DIJIUTIAOBENBANFADIQITIAOSUOLIEGONGMIN、FARENHUOQITAZUZHISUOSHOUBIAOZHANG、JIANGLI、PINGBIHEXINYONGPINGJIXINXI,YOUQIZIXINGXIANGZHONGGUOZHENGJIANHUIJIQIPAICHUJIGOUSHENBAO,JIRUCHENGXINDANGAN。

  DISHITIAOBENBANFADIBATIAODI(YI)XIANG、DI(SAN)XIANGZHIDI(BA)XIANGCHENGXINXINXI,YOUZHONGGUOZHENGJIANHUIJIQIPAICHUJIGOU、ZHENGQUANQIHUOSHICHANGXINGYEZUZHIYIQIZHIZECAIJIBINGJIRUCHENGXINDANGAN。

  DISHIYITIAOBENBANFADIBATIAODI(JIU)XIANGZHIDI(SHIYI)XIANGCHENGXINXINXI,YOUZHONGGUOZHENGJIANHUIJIQIPAICHUJIGOUTONGGUOZHENGFUXINXIGONGKAI、XINYONGXINXIGONGXIANGDENGTUJINGCAIJIBINGJIRUCHENGXINDANGAN。

  DISHIERTIAOJIRUCHENGXINDANGANDECHENGXINXINXISUODUIYINGDEJUEDINGHUOZHEXINGWEIJINGFADINGCHENGXUCHEXIAO、BIANGENGDE,ZHONGGUOZHENGJIANHUIJIQIPAICHUJIGOUJIANGXIANGYINGSHANCHU、XIUGAIGAICHENGXINXINXI。

  DISHISANTIAOBENBANFADIBATIAOGUIDINGDEWEIFASHIXINXINXI,ZAICHENGXINDANGANZHONGDEXIAOLIQIXIANWEI3 NIAN,DANYINZHENGQUANQIHUOWEIFAXINGWEIBEIXINGZHENGCHUFA、SHICHANGJINRU、XINGSHICHUFAHEPANJUECHENGDANJIAODAQINQUAN、WEIYUEMINSHIPEICHANGZERENDEXINXI,QIXIAOLIQIXIANWEI5 NIAN。FALV、XINGZHENGFAGUIHEZHONGGUOZHENGJIANHUIQITAGUIZHANGDUIWEIFASHIXINXINXIDEXIAOLIQIXIANLINGYOUGUIDINGDE,CONGQIGUIDING。QIANKUANSUOGUIDINGDEXIAOLIQIXIAN,ZIDUIWEIFASHIXINXINGWEIDECHULIJUEDINGZHIXINGWANBIZHIRIQISUAN。CHAOGUOXIAOLIQIXIANDEWEIFASHIXINXINXI,BUZAIJINXINGCHENGXINXINXIGONGKAI,BINGBUZAIJIESHOUCHENGXINXINXISHENQINGXUN,GONGMIN、FARENHUOQITAZUZHIGENJUBENBANFADISHILIUTIAOSHENQINGCHAXUNZIJIXINXIDECHUWAI。

  第三章誠信信息的公開與查詢

  DISHISITIAOBENBANFADIBATIAODI(ER)、(SAN)、(SI)、(LIU)XIANGXINXIHEDI(WU)XIANGDEXINGZHENGCHUFA、SHICHANGJINRUXINXIYIFAXIANGSHEHUIGONGKAI。ZHONGGUOZHENGJIANHUIZAIZHONGGUOZHENGJIANHUIWANGZHANJIANLIZIBENSHICHANGWEIFASHIXINXINXIGONGKAICHAXUNPINGTAI,SHEHUIGONGZHONGKETONGGUOGAIPINGTAICHAXUNBENBANFADIBATIAODI(WU)XIANGXINGZHENGCHUFA、SHICHANGJINRUJUEDINGXINXIHEDI(LIU)XIANGXINXIDENGWEIFASHIXINXINXI。

  DISHIWUTIAOCHUBENBANFADISHISITIAOGUIDINGZHIWAIDECHENGXINXINXI,GONGMIN、FARENHUOQITAZUZHIKEYIGENJUBENBANFAGUIDINGXIANGZHONGGUOZHENGJIANHUIJIQIPAICHUJIGOUSHENQINGCHAXUN。

彩票开户网站  DISHILIUTIAOGONGMIN、FARENHUOQITAZUZHITICHUCHENGXINXINXICHAXUNSHENQING,FUHEYIXIATIAOJIANZHIYIDE,ZHONGGUOZHENGJIANHUIJIQIPAICHUJIGOUYINGDANGYUYIBANLI:

彩票开户网站  (YI)GONGMIN、FARENHUOQITAZUZHISHENQINGCHAXUNZIJIDECHENGXINXINXIDE;

  (ER)FAXINGREN、SHANGSHIGONGSISHENQINGCHAXUNNIRENDONGSHI、JIANSHI、GAOJIGUANLIRENYUANDECHENGXINXINXIDE;

  彩票开户网站(三)發行人、上市公司申請查詢擬參與本公司并購、重組的公民、法人或其他組織的誠信信息的;

彩票开户网站  (SI)FAXINGREN、SHANGSHIGONGSISHENQINGCHAXUNNIWEITUODEZHENGQUANGONGSI、ZHENGQUANFUWUJIGOUJIQIXIANGGUANCONGYERENYUANDECHENGXINXINXIDE;

彩票开户网站  (WU)ZHENGQUANGONGSI、ZHENGQUANFUWUJIGOUSHENQINGCHAXUNQISUOTIGONGZHUANYEFUWUDEFAXINGREN、SHANGSHIGONGSIJIQIDONGSHI、JIANSHI、GAOJIGUANLIRENYUAN、KONGGUGUDONGHESHIJIKONGZHIRENDECHENGXINXINXIDE;

彩票开户网站  (LIU)ZHENGQUANGONGSI、JIJINGUANLIGONGSI、QIHUOGONGSI、ZHENGQUANQIHUOFUWUJIGOUSHENQINGCHAXUNYIPINRENHUONIPINRENDEDONGSHI、JIANSHI、GAOJIGUANLIRENYUANHUOQITACONGYERENYUANDECHENGXINXINXIDE;

彩票开户网站  (QI)ZHONGGUOZHENGJIANHUIGUIDINGDEQITATIAOJIAN。

  DISHIQITIAOGONGMIN、FARENHUOQITAZUZHITICHUCHENGXINXINXICHAXUNSHENQING,YINGDANGTIGONGRUXIACAILIAO:

  (YI)CHAXUNSHENQINGSHU;

彩票开户网站  (ER)SHENFENZHENGMINGWENJIAN;

彩票开户网站  (SAN)BANLIBENBANFADISHILIUTIAODI(ER)XIANGZHIDI(LIU)XIANGCHAXUNSHENQINGDE,CHAXUNSHENQINGSHUYINGJINGCHAXUNDUIXIANGQIANZIHUOGAIZHANGTONGYI,HUOYOUCHAXUNDUIXIANGDEQITASHUMIANTONGYIWENJIAN。

  DISHIBATIAOGONGMIN、FARENHUOQITAZUZHITICHUDECHAXUNSHENQING,FUHETIAOJIAN,CAILIAOQIBEIDE,ZHONGGUOZHENGJIANHUIJIQIPAICHUJIGOUYINGDANGZISHOUDAOCHAXUNSHENQINGZHIRIQI5 GEGONGZUORINEIFANKUI。

  DISHIJIUTIAOGONGMIN、FARENHUOQITAZUZHISHENQINGCHAXUNDECHENGXINXINXISHUYUGUOJIAMIMI,QITAGONGMIN、FARENHUOQITAZUZHIDESHANGYEMIMIJIGERENYINSIDE,ZHONGGUOZHENGJIANHUIJIQIPAICHUJIGOUBUYUCHAXUN,DANYINGDANGZAIDAFUZHONGSHUOMING。

  DIERSHITIAOJIRUCHENGXINDANGANDEGONGMIN、FARENHUOQITAZUZHI,RENWEIQICHENGXINXINXIJUYOUBENBANFADISHIERTIAOGUIDINGDEYINGYUSHANCHU、XIUGAIQINGXINGDE,HUOZHEJUYOUQITAZHONGDA、MINGXIANCUOWUDE,KEYIXIANGZHONGGUOZHENGJIANHUIJIQIPAICHUJIGOUSHENQINGGENGZHENG。

彩票开户网站  ZHONGGUOZHENGJIANHUIJIQIPAICHUJIGOUSHOUDAOGONGMIN、FARENHUOQITAZUZHIDEXINXIGENGZHENGSHENQINGHOU,YINGDANGZAI15 GEGONGZUORINEIJINXINGCHULI,BINGJIANGCHULIJIEGUOGAOZHISHENQINGREN。QUEYOUBENBANFADISHIERTIAOGUIDINGDEYINGYUSHANCHU、XIUGAIQINGXINGDE,HUOZHEQITAZHONGDA、MINGXIANCUOWUQINGXINGDE,YINGYUGENGZHENG。

  DIERSHIYITIAOGONGMIN、FARENHUOQITAZUZHITONGGUOCHAXUNHUOQUCHENGXINXINXIDE,BUDEXIELUHUOTIGONGTARENSHIYONG,BUDEJINXINGYIYINGLIWEIMUDEDESHIYONG、JIAGONGHUOCHULI,BUDEYONGYUQITAFEIFAMUDE。

  第四章誠信約束、激勵與引導

彩票开户网站  DIERSHIERTIAOZHONGGUOZHENGJIANHUIJIQIPAICHUJIGOUSHENHEXINGZHENGXUKESHENQING,YINGDANGCHAYUESHENQINGRENYIJISHENQINGSHIXIANGSUOSHEJIDEYOUGUANDANGSHIRENDECHENGXINDANGAN。

  DIERSHISANTIAOZHONGGUOZHENGJIANHUIJIQIPAICHUJIGOUSHENHEXINGZHENGXUKESHENQING,FAXIANSHENQINGRENYIJIYOUGUANDANGSHIRENYOUBENBANFADIBATIAODI(SI)XIANGZHONGDEWEILVXINGHUOWEIRUQILVXINGCHENGNUOXINXI,HUOZHEDI(WU)XIANGZHIDI(SHIYI)XIANGGUIDINGDEWEIFASHIXINXINXIDE,KEYIYAOQIUSHENQINGRENHUOSHOUSHENQINGRENWEITUOWEIXINGZHENGXUKESHENQINGTIGONGZHENGQUANQIHUOFUWUDEYOUGUANJIGOU,JINXINGKOUTOUHUOSHUMIANSHUOMING、JIESHI。

彩票开户网站  DIERSHISITIAOGENJUBENBANFADIERSHISANTIAOGUIDINGJINXINGSHUMIANSHUOMING、JIESHIDE,SHENQINGRENHUOYOUGUANZHENGQUANQIHUOFUWUJIGOUYINGDANGZAIGUIDINGQIXIANNEITIJIAOSHUMIANHUIFU。

  SHUMIANHUIFUYIJIANYINGJIURUXIASHIXIANGJINXINGSHUOMING:

彩票开户网站  (YI)CHENGXINXINXISUOSHEJIXIANGGUANSHISHIDEJIBENQINGKUANG;

  (ER)YOUGUANBUMENDUISHENQINGRENSUOZUOJUEDINGDEZHIXINGJIQITAHOUXUQINGKUANG,BINGTIGONGZHENGMINGCAILIAO;

  (SAN)YOUGUANZHENGQUANQIHUOFUWUJIGOUGUANYUCHENGXINXINXIDUIXINGZHENGXUKESHIXIANGSHIFOUGOUCHENGYINGXIANGDEFENXI。

  DIERSHIWUTIAOSHENQINGRENHUOYOUGUANZHENGQUANQIHUOFUWUJIGOUDESHUMIANHUIFUYIJIANBUMINGQUE,YOUGUANFENXI、SHUOMINGBUCHONGFENDE,ZHONGGUOZHENGJIANHUIJIQIPAICHUJIGOUKEYIZHIJIEHUOZHEWEITUOYOUGUANJIGOUDUIYOUGUANSHIXIANGJINXINGHECHA。

  DIERSHILIUTIAOGENJUBENBANFADIERSHISANTIAO、DIERSHISITIAO、DIERSHIWUTIAOJINXINGSHUMIANSHUOMING、JIESHIHUOHECHADESHIJIAN,BUJIRUXINGZHENGXUKESHENHEFADINGQIXIAN。

彩票开户网站  DIERSHIQITIAOXINGZHENGXUKESHENQINGRENYIJISHENQINGSHIXIANGSUOSHEJIDEYOUGUANDANGSHIRENYOUBENBANFADIBATIAODI(SI)XIANGZHONGDEWEILVXINGHUOWEIRUQILVXINGCHENGNUOXINXI,HUOZHEDI(WU)XIANGZHIDI(SHIYI)XIANGGUIDINGDEWEIFASHIXINXINXIZHIYI,SHUYUFADINGBUYUXUKETIAOJIANFANWEIDE,ZHONGGUOZHENGJIANHUIJIQIPAICHUJIGOUYINGDANGYIFAZUOCHUBUYUXUKEDEJUEDING。

彩票开户网站  SHENQINGRENYIJISHENQINGSHIXIANGSUOSHEJIDEYOUGUANDANGSHIRENDECHENGXINXINXISUIBUSHUYUFADINGBUYUXUKETIAOJIANFANWEI,DANYOUGUANFALV、XINGZHENGFAGUIHEGUIZHANGDUIXINGZHENGXUKEFADINGTIAOJIANTICHUCHENGSHIXINYONGYAOQIU、ZUOCHUYUANZEXINGGUIDINGHUOSHEDINGSHOUQUANXINGTIAOKUANDE,ZHONGGUOZHENGJIANHUIJIQIPAICHUJIGOUKEYIZONGHEKAOLVCHENGXINZHUANGKUANGDENGXIANGGUANYINSU,SHENSHENSHENHESHENQINGRENTICHUDEXINGZHENGXUKESHENQINGSHIXIANG。

彩票开户网站  DIERSHIBATIAOFEIXINGZHENGXUKESHIXIANG、YEWUCHUANGXINSHIDIANSHENQINGRENYOUBENBANFADIBATIAODI(SI)XIANGZHONGDEWEILVXINGHUOWEIRUQILVXINGCHENGNUOXINXI,HUOZHEDI(WU)XIANGZHIDI(SHIYI)XIANGGUIDINGDEWEIFASHIXINXINXIZHIYIDE,ZHONGGUOZHENGJIANJIQIPAICHUJIGOUKEYIZANHUANHUOBUYUSHENPI、ANPAI,DANSHENQINGRENNENGZHENGMINGGAIWEIFASHIXINXINXIYUFEIXINGZHENGXUKESHIXIANGHUOYEWUCHUANGXINMINGXIANWUGUANDECHUWAI。

彩票开户网站  DIERSHIJIUTIAOZHONGGUOZHENGJIANHUIJIQIPAICHUJIGOUZAIFEIXINGZHENGXUKESHENPI、YEWUCHUANGXINSHIDIANANPAIZHONG,KEYIZAIFALV、XINGZHENGFAGUIGUIDINGDEFANWEINEI,DUIYUTONGDENGTIAOJIANXIACHENGXINZHUANGKUANGJIAOHAODESHENQINGRENYUYIYOUXIANSHENPI、ANPAI。

  DISANSHITIAOZHONGGUOZHENGJIANHUIJIQIPAICHUJIGOUZAIDUIGONGMIN、FARENHUOQITAZUZHIJINXINGXINGZHENGCHUFA、SHISHISHICHANGJINRUHECAIQUJIANDUGUANLICUOSHIZHONG,KEYICHAYUECHENGXINDANGAN,ZAIZONGHEKAOLVDANGSHIRENWEIFAXINGWEIDEXINGZHI、QINGJIEYIJISUNHAITOUZIZHEHEFAQUANYIDECHENGDUDEJICHUSHANG,JIANGDANGSHIRENDECHENGXINZHUANGKUANGZUOWEIQUEDINGCHUFAFUDU、JINRUQIJIANHEJIANDUGUANLICUOSHILEIBIEDEZHUODINGYINSU。

彩票开户网站  DISANSHIYITIAOZHONGGUOZHENGJIANHUIJIQIPAICHUJIGOUZAIKAIZHANJIANDUJIANCHADENGRICHANGJIANGUANGONGZUOZHONG,KEYIZONGHEKAOLVBEIJIANGUANDEJIGOUJIQIRENYUANDECHENGXINZHUANGKUANG,YOUZHENDUIXINGDIJINXINGXIANCHANGJIANCHAHEFEIXIANCHANGJIANCHA,HUOZHESHIDANGDIAOZHENG、ANPAIXIANCHANGJIANCHADEDUIXIANG、PINLVHENEIRONG。

彩票开户网站  DISANSHIERTIAOGONGMIN、FARENHUOQITAZUZHIGONGKAIFABUZHENGQUANQIHUOSHICHANGPINGLUNXINXI,SUOSHUSHISHINEIRONGYUSHIJIQINGKUANGBUXIANGFUHEDE,HUOZHECUNZAIQITAXIANZHUWUDAOGONGZHONGQINGXINGDE,ZHONGGUOZHENGJIANHUIJIQIPAICHUJIGOUKEYIDUIQICHUJUCHENGXINGUANZHUHAN,JIRUCHENGXINDANGAN,BINGKEJIANGYOUGUANQINGKUANGXIANGQISUOZAIGONGZUODANWEI、SUOSHUZHUGUANBUMENHUOXINGYEZILVZUZHI。

彩票开户网站  ZHENGQUANQIHUOTOUZIZIXUNJIGOUJIQIRENYUANGONGKAIFABUZHENGQUANQIHUOSHICHANGPINGLUNXINXIWEIFANGUIDINGDE,YIZHAOYOUGUANGUIDINGCHULI、CHUFA。

彩票开户网站  GONGMIN、FARENHUOQITAZUZHILIYONGGONGKAIFABUZHENGQUANQIHUOSHICHANGPINGLUNXINXIJINXINGNEIMUJIAOYI、CAOZONGSHICHANGDENGWEIFAXINGWEIDE,YIFAYUYICHUFA;GOUCHENGFANZUIDE,YOUSIFAJIGUANYIFAZHUIJIUXINGSHIZEREN。

  DISANSHISANTIAOZHENGQUANQIHUOSHICHANGXINGYEZUZHIYINGDANGJIAOYUHEGULIQICHENGYUANYIJICONGYERENYUANZUNSHOUFALV,CHENGSHIXINYONG。DUIZUNSHOUFALV、CHENGSHIXINYONGDECHENGYUANYIJICONGYERENYUAN,KEYIGEIYUBIAOZHANG、JIANGLI。

  ZHONGGUOZHENGJIANHUIGULIZHENGQUANQIHUOSHICHANGXINGYEZUZHIDENGJIANLIZHENGQUANQIHUOSHICHANGCHENGXINPINGGU,ZUZHIKAIZHANDUIYOUGUANXINGYEHESHICHANGZHUTIDECHENGXINZHUANGKUANGPINGGU,BINGJIANGPINGGUJIEGUOYUYIGONGSHI。

  彩票开户网站第三十四條上市公司、證券公司、基金管理公司、期貨公司和證券期貨服務機構等應當不斷完善內部誠信監督、約束制度機制,提高誠信水平。

  ZHONGGUOZHENGJIANHUIJIQIPAICHUJIGOUDUIQIANKUANGUIDINGJIGOUDENEIBUCHENGXINJIANDU、YUESHUZHIDUJIZHIJIANSHEQINGKUANGJINXINGJIANCHA、ZHIDAO,BINGKEJIANGJIANCHAQINGKUANGZAIXINGYEHEXIAQUNEIJINXINGTONGBAO。

  DISANSHIWUTIAODUIYOUBENBANFADIBATIAODI(SI)XIANGZHONGDEWEILVXINGHUOWEIRUQILVXINGCHENGNUOXINXI,HUOZHEDI(WU)XIANGZHIDI(SHIYI)XIANGGUIDINGDEWEIFASHIXINXINXIDEGONGMIN,ZHONGGUOZHENGJIANHUIJIQIPAICHUJIGOU、ZHENGQUANQIHUOSHICHANGXINGYEZUZHIKEYIBUPINRENQIDANRENXIALIEZHIWU:

  (YI)ZHONGGUOZHENGJIANHUIZHUBAN、CHUANGYEBANFAXINGSHENHEWEIYUANHUIWEIYUAN;

  (ER)ZHONGGUOZHENGJIANHUISHANGSHIGONGSIBINGGOUZHONGZUSHENHEWEIYUANHUIWEIYUAN;

彩票开户网站  (SAN)ZHONGGUOZHENGJIANHUIJIQIPAICHUJIGOU、ZHENGQUANQIHUOSHICHANGXINGYEZUZHICHENGLIDEFUYOUSHENHE、JIANDU、HECHA、ZIXUNZHIZEDEQITAZUZHIDECHENGYUAN。

  第五章監督與管理

彩票开户网站  DISANSHILIUTIAOZHONGGUOZHENGJIANHUICHENGXINJIANDUGUANLIJIGOULVXINGXIALIEZHIZE:

彩票开户网站  (YI)JIEDING、ZUZHICAIJIZHENGQUANQIHUOSHICHANGCHENGXINXINXI;

彩票开户网站  (ER)JIANLI、GUANLICHENGXINDANGAN,ZUZHI、DUCUCHENGXINXINXIDEJIRU;

  (SAN)ZUZHIBANLICHENGXINXINXIDEGONGKAI、CHAXUNHEGONGXIANG;

  (SI)JIANLI、XIEDIAOSHISHICHENGXINJIANDU、YUESHUYUJILIJIZHI;

彩票开户网站  (WU)ZHONGGUOZHENGJIANHUIGUIDINGDEQITACHENGXINJIANDUGUANLIYUFUWUZHIZE。

  DISANSHIQITIAOZHONGGUOZHENGJIANHUIGEPAICHUJIGOUFUZEJIESHOU、BANLIZHUSUODIZAIBENXIAQUDEGONGMIN、FARENHUOQITAZUZHIGENJUBENBANFAGUIDINGTICHUDECHENGXINXINXIJIRUSHENBAO、CHENGXINXINXICHAXUNSHENQING、CHENGXINXINXIGENGZHENGSHENQINGDENGSHIXIANG。

  DISANSHIBATIAOZHONGGUOZHENGJIANHUIJIQIPAICHUJIGOU、ZHENGQUANQIHUOSHICHANGXINGYEZUZHI,WEIANZHAOBENBANFAGUIDINGJISHI、ZHENSHI、ZHUNQUE、WANZHENGDIJIRUCHENGXINXINXI,ZAOCHENGBULIANGHOUGUODE,ANZHAOYOUGUANGUIDINGDUIXIANGGUANZERENRENYUANJINXINGXINGZHENGCHUFEN;QINGJIEYANZHONGDE,YIFAZHUIJIUFALVZEREN。

  DISANSHIJIUTIAOGONGMIN、FARENHUOQITAZUZHIDUIZIJISHENBAOHEYIFA、DECHENGXINXINXIDEZHENSHIXING、ZHUNQUEXING、WANZHENGXINGFUZE。GONGMIN、FARENHUOQITAZUZHISHENBAO、BAOGAOHEGONGGAODECHENGXINXINXI,YOUXUJIANEIRONGDE,ZHONGGUOZHENGJIANHUIJIQIPAICHUJIGOUKEYICAIQUZELINGGAIZHENG、JIANGUANTANHUA、CHUJUJINGSHIHAN、ZELINGGONGKAISHUOMINGDENGJIANDUGUANLICUOSHI;QINGJIEYANZHONGDE,YIFAZHUIJIUFALVZEREN。

  DISISHITIAOGONGMIN、FARENHUOQITAZUZHIWEIFANBENBANFAGUIDINGHUOQU、SHIYONG、XIELUCHENGXINXINXIDE,ZHONGGUOZHENGJIANHUIJIQIPAICHUJIGOUKEYICAIQUZELINGGAIZHENG、JIANGUANTANHUA、CHUJUJINGSHIHANDENGJIANDUGUANLICUOSHI;QINGJIEYANZHONGDE,YIFAZHUIJIUFALVZEREN。

  第六章附則

  DISISHIYITIAOZHONGGUOZHENGJIANHUIJIQIPAICHUJIGOUBANLICHENGXINXINXICHAXUN,CHUKEYISHOUQUDAYIN、FUZHI、ZHUANGDING、YOUJICHENGBENFEIYONGWAI,BUDESHOUQUQITAFEIYONG。

  DISISHIERTIAOZHENGQUANQIHUOSHICHANGXINGYEZUZHIZAILVXINGZILVGUANLIZHIZEZHONG,CHAXUNCHENGXINDANGAN,SHISHICHENGXINYUESHU、JILIDE,CANZHAOBENBANFAYOUGUANGUIDINGZHIXING。

彩票开户网站  DISISHISANTIAOBENBANFAZI2012 NIAN9 YUE1 RIQISHIXING。



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